(CFTC) Library Catalogue (formerly called LION) - Governmentattic.org

Description of document:

Commodity Futures Trading Commission (CFTC) Library Catalogue (formerly called LION) current as of October 19, 2013

Requested date:

19-October-2013

Released date:

29-October-2013

Posted date:

13-January-2014

Source of document:

FOIA Compliance Office Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Online FOIA Request Form

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U.S. COMMODITY FUTURES TRADING COMMISSION · Three Lafayette Centre 51 1155 21 Street, NW, Washington, DC 20581 Telephone: (202) 418-5105 Facsimile: (202) 418-5124 www.cftc.gov

FOIA Office

November 22, 2013

RE:

14-00007-FOIA

Enclosed is a new CD of responsive records to replace the CD you reported as damaged. In addition, enclosed is a copy of the letter sent to you on October 29, 2013.

Sin~c · e y,

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p; /,JfV

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Jac ightle USIS Labat, Paralegal Supporting the U.S. Commodity Futures Trading Commission (CFTC) Office of General Counsel 1155 21" Street. NW, Washington DC 20581, Tel: 202-418-5131

U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street. NW, Washington, DC 20581 Telephone: (202) 418-5105 Facsimile: (202) 418-5124 www.cftc.gov

FOIA Office

October 29. 2013

RE:

14-00007-FOIA

This is in response to your request elated October 19. 2013 under the r:reedom of Information Act seeking access to a digital copy of the current CFTC Library Catalogue (formerly called LION). In accordance with the FOIA and agenc y policy, we have searched our records, as of October 19. 2013 , the date we received your request in our FOIA office. We have located 4 70 pages of responsive records. You are granted full access to the responsive records, which are enclosed . If you are not satisfied with this response to your request. you may appeal by \\Titing to Freedom of Information Act Appeal. Office of the General Counsel , Commodity Futures Trading Commission, Three Lafayette Centre. 8111 Floor, 1155 21st Street . N. W., Washington. D.C. 20581. within 30 days of the date of this letter. Please enclose a copy of your original request and a copy of this response. If you have an y questions about the way we handled your request, or about our FOIA regulations or procedures, please contact Linda J. Mauldin at 202-418-5497 .

Collection,Call No.,Title ref, HJ20 52 . G6 1981, A Glo~:>SClr:y of Terms 1:.Jsed in t: he Fede r:al Budqet Process /

b,HG6024 .A3 S7B 1994,A Study 0 f~ the Gloo with b, HG604 6

market concentration ratios .b, HG6046 . C585 AP.CHIVES, Corn.mitments of Traders in Commodity Futures with market concentration ratios b, EG604 6 . C585 ARCHIVES, Commitment.orestry, United Sta.tes Senate, Se•Jenti.eth Congr~~ss, First Session, Pursuant to S. Res. 142, ,~ R£~solution to Investigate the Recent .... b, KF26 .i\.35 1928, Cotton Prices : Bear.ings before a Subcommj.t:tee of the Committ0e on Agriculture and Fo:rest.ry, United Ste.tes ~)0nat0, Si:nrnnt:Leth

Congress, First Session, Pursuant to

~1.

Hes. 142, a Resolution to

Investigate the Recent .... b, K.F:'26 .A.35 1928,Cotton Pr::Lces : Hearj_ngs before a

~Jubcomm.ittee

of the

Committee en Agricu.Ltu.re and Forestry1 United States Senate, Seventieth Congress, First Session, Pursuant to S. Res. 142, a Reso1.ution to Investigate the Recent .... b, HG60'17 . C63 C68 1938, C:ott~on Tender:a.ble on Contracts for: Future Deli.very4 b,KF26 .A35 1931,Cotton .and Grain Futures !..;ct: Heatr:ings b~~fore the Seventy-first Congress, Third Session, on S. 3420, S. 4129, S. 5542, E'ebrua:ry 10, ll, 1931. b,HG6047 .c63 HB,Cotton and the Cotton Market. b,HG6047 .C63 865,Cotton and the New Orleans Cotton Exchange; a Century of Comme.rc:i.al. Evolution. b,HG6047 .C63 C66,Cotton: From Field to Fabric. b,HG6047 .C65 H36,Cottonseed Oil Survey of February 28, 1941. b, AVAILABLE~ ON u;XI.S, Court: J'>,;w,uded Attorney FE~0S. b,KFB915 .SS9 1985,Court:room communication strategies I b,KF8915 .H45 1997,Courtroom persuasion : winning with art, drama, and scien.ce ! b,HG6047 .P47 C7 1989,Crack Spread Handbook. b, KF'l3•P • C7 1968, Crane and Brombe:rg on ?o.x:t:nex:sh:ip. b,HG4529 .M397 2011,Crapshoot investing : how tech-savvy traders and clueless regulators turned the stock market into a casino I b,HG4910 .A67 1989,Crash : Ten Days in October-- Will It Strike Again? b,HG4910 .A67 1989,Crash : Ten Days in October-- Will It Strike Again? b,RB3716 .C7 1990,Crashes and Panics : the Lessons from History. b, Z674 .75 .VJ67 v~47 2006,C.reating database-bc:.ck>::d J..ibrary VJeb pages : using open 3ource tools I b, ZA4080. 5 . Z53 2008, Creating digital collections : a. practical guide I b,HG3751 .A78 2001,Crectit : the complete guide to pricing, hedging and risk management I b, HG5024 .A3 C73 1998, Cred.1.t De:::.·.tva.t lves : ?~ppU cat1om> for Risk Management. b,HG1641 .A53 1996,Credit Spreads in the Market for Highly Leveraged Transaction Loans. b, HG602•1.A3 1'34 2001, Credit derivatives & synthetic structures : a guide to instruments and applications I b,HG6024.A3 A585 1999,Credit derivatives I b, HG6024 .Fl3 C'739 2006, Credit d•~rivatives a primer on credit risk, modeling, and instruments ! b,HG6024.A3 C75 1998,Credit: derivatives : applications for risk management, investment and portfolio optimisation I b,

HG60~~4

.A3 P38 2007, Credit derivati.ves

documenting and understanding

credit derivative products I b,HG605l.G7 C74 2000,Credit derivatives law, regulation and accounting issues I b,HG 6024 .A3 83615 2007,Credit derivatives ~ techniques to manage credit risk for financial p~ofessionals I b,HG6024.A3 C74 1998,Credit derivatives : trading & management of credit & def.au.lt risk ! b, HG6024 .JU K68l 2009, Credit der.ivatjves and :structu.i~ed credit tradi.ng I b, HG 6D2r:i .ld ~)367 2003,Cr.ed:Lt dedv,~tives pd.cing models : models, pricing, and implementation I

b,HG370l .353 2002,Credit :risk : modeling, valuation and hedging I b,HG1641 .S33 1999,Credit risk measurement : new approaches to value at risk and othe~ paradigms I b,HG3751 .C75 1999,Credit risk models and management b, HB3722 . C724 2009, Credit, currency, o.r. der:•. vat.1ves ~ :.•. ns t rument:. s of global financial stability or crisis? I b,HG2l:j2 .C'/6 1%9,Crisis Resolution in t~he Thrift Industry: a Mid.America Inst.it ute Report.

b,HB3722 .R68 2010,Crisis economics : a crash course in the future of .finance I b, HG3851 . C7 5 l.992, Cross Currency Swap.s. b,HG3851 .C75 1992,Cross Currency Swaps. b,HG6024.A3 W6 no.24 1980,Cross hedging I b, fCJ T4 . C76 1997, Cross··border securities : repo, lending, .::rnd collateralisation b,KF8920 .?68 1993,Cross-examination : science and techniques I b,HD9560.4 .K72 1998,Crude oil hedging : benchmarking price protection strategies I b, JT108l . Z56 l 99,1, Curbing Unethical Behavior in Government.

b,H.G3823 .R66'"f 1996,Currency Forecasting: a Guide t.o Fundamental and Technical Models of Exchange Rate Determination.

b,HG3853 .S56 1995,Currency Risk Management : a Broker•s Handbook. b,HG3853 .S56 1995,Currency Risk Management : a Broker's Handbook. b,HG3853 .A53 1993,Currency and Interest Rate Hedging a User's Guide to Options, Futures, Sw.ctps, & Forward Contracts. b,EG3853 .A53 1987,Currency and Interest Rate Hedging a User's Guide to O·ptic)ns, F1Jtu.res, Swaps, and. FC).rwa:rd :L . H4 1988, Cur-rency and Int~~:rest R.a.tE~ Swaps. b,EG385.l .B4 1988,Currency and Interest: Rate Swaps. b, H.G925 . H367 1998, Currency competition and foreign e;.;cbange markets the dollar, the yen, and the Euro I b, HG3853 . C867 1998, Currency d1'~ri vati.ves : pr.icing theory, exotic opt :Lons, and h;:..::dging a pp Li. cations I b,HG6024.A3 C87 1998,Currency options and exchange rate economics I b,HG3853 .G37 2012,Currency trading in the forex and futures markets I b,KF1085 .A75 A53 1985,Current Developments in Futures Law and Eegulation. b,KF1085 .A'/5 A5.3 1985,C:urrent Developments in Futures Law and Regulation. b,Klll4 .A55 1986,Current Developments in International Securities, Commodities and Financial Futures Markets. b,JX171 .C87 198'1,Current International Treaties. b, HG60'19 . C87, Current: Speculation in Commodity Futures. b, HG60~~4 . 05 C88 1986, Customer Account Protecti.on Study. b, KFJ 085 . C92 1979, Customer Protect :i.on Pursua.nt to the Commodity Exchange

Act, as Amended :

d

Report to the Inter-Agency Task Fo:rce.

b, KF1085 . H.92 1978, Custmne:r Protection in the Comodit:y F'utures Hark et:.

b,HG6024.A3 W6 no.79 1984,Customer protection in

f~tures

and securities

markets I

b,HG6024.A3 W6 no.191 1989,Customer risk and the regulation of futures commission merchants I b, Hnnot.ations Reporter, with Key-Number Annotations Reporter, wit.h Key-Number Annotations Report~er:, with Key-Number Annotat ionf;; Reporter, with Key-Number Annotations

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: Purposes and Functions. b, KFH 39 .AT! 1980, Federal Securities Code : Adopted by the Amer:iccrn Law Institute at Washington, DC, May J. 9, .1978 : with Reporter's Commentary. b,KF1439 .A77 1980,Feder.al Sec;urities Code: Adopted by th~~ American L~w In.st i tute at \."/ash.i.ngton, DC, May J..9, :L978 : with Reporter's Commentar.y. b, KF14J9 . A77 l.980, Federal Secur.it.ies Code : 7\dopted by the Arneri.can Law

Institute at Washington, DC, May 19, 1978: with Repox:te.r's Commentary. b,KF1439 .A77 1980,Federal Securities Code : Adopted by the American Law Instit1.1te at Nashington, DC:, Ma.y 19, 1. 978 : with Reporter's Commentary. b, KF1439 . lA.77, Feder.aJ Secu:r.it ies Code : Subm:',.tted by the Counc:'...J. to the Members of the 1\mer:i.can Law Inst.itute for. Di.scus.si.on at the F'i.fty .. L.ft:b

Annual Meeting on May 16, 17, 18, and 19, 1978 : Proposed Official Draft. b, KF1439 .AT!, ff'Jderal Securities Cod'.:: : Submitted by the Council to the Members of the American Law Institute for Discussion at the Fifty·· fifth

Annual Meeting on May 16, 17, 18, and 19, 1978 : Proposed Official Draft. b,KF143'3 .A77 Supp.,Federal Securities Code : Supplement to Proposed Oi:ficia1. D.raf:t. b,KF1439 .A77 SUPPL.,Federal Securities Code : Supplement to Proposed Official D:raft. b, ri:J:1436 .5 .F39, Federal Securities Law Securities : Laws, Regulations, Forms, SupplE.!m